Securities Law and Transactions We provide advice, consultation, and transactional work related to corporate finance, capital raising, and regulatory compliance under state and federal securities laws. Our experience includes helping private entrepreneurs raise rounds of capital through private placements. And, we have significant experience with initial public offerings (IPO) for companies executing a growth strategy, and the on-going legal challenges of public companies. This transactional work includes private and public offerings of securities including debt, equity, and preferred stock. Related transactions include mergers and acquisitions, and other finance, capital formation, and corporate law matters. The securities laws involve the navigation of complex state and federal regulations where compliance is critical to the success and protection of our clients. Our work also focuses on corporate governance, and management and boards of directors’ responsibilities. We have also represented broker-dealers and underwriters. We take pride that we augment our legal work with a real world business perspective.
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